Compliance Officer: Average Salary in Concord, NC in 2024
Find out what the average Compliance Officer salary is in Concord, NC
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Compliance Officer
The Allspring Global Sales Practice Compliance team is seeking a Compliance Officer who will be responsible for assisting in the review of global marketing communications. Support compliance's review and approval of advisor/broker dealer and international marketing materials and various other electr...
Contract Compliance Officer (CCO) - Part Time, 2nd Shift
We are seeking a Contract Compliance Officer (CCO)to join our team in Charlotte! The CCO is responsible for assisting with management of contract compliance for designated building maintenance services, as well as maintaining the relationship between City Wide and Independent Contractors. Ensure com...
Compliance Officer
Background in regulatory compliance with a strong understanding of compliance frameworks. Previous experience in compliance within the markets/trading industry, preferably with knowledge of regulations governing trading activities. Conduct research to stay updated on market regulations and complianc...
Deputy Compliance Officer
The Deputy Compliance Officer role supports the Chief Compliance Officer (CCO) in managing the Compliance function and will be responsible for providing guidance and oversight across the broker dealer's compliance management program, ensuring that teams are proactively understanding regulatory requi...
Lead Compliance Officer Swap Dealer
Wells Fargo is seeking a Lead Compliance Officer in Corporate Risk as part of Compliance. Lead Compliance Officer Swap Dealer**. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively follo...
Compliance Officer
Facilitate implementation of strategies and methods related to the Truist Compliance Framework within the Wholesale Compliance organization. Assess processes to continuously identify opportunities for enhancement or greater efficiency, and coordinate with the enterprise Compliance Program Office and...
Lead Compliance Officer
Provide oversight and monitoring of business group risk based compliance programs Maintain compliance risk expertise and consulting for projects and initiatives with moderate to high risk, over multiple business lines Establish, implement and maintain risk standards and programs to drive compliance ...
Senior Compliance Officer
May manage other Compliance teammates and serve as mentor to other Compliance Officers and Analysts. Lead or assist in leading compliance initiatives necessary in implementing changes. Analyze and provide guidance on complex compliance actual and emerging risk scenarios within business units and/or ...
AML Compliance Officer
Reporting into the Chief Compliance Officer, this person will manage a team of AML professionals and overseeing all aspects of organizational compliance with AML laws and regulations, internal reporting and interactions with regulators and FNZ Global Risk and Compliance. The AML Officer is responsib...
Contract Compliance Officer (CCO) - Part Time, 2nd Shift
We are seeking a Contract Compliance Officer (CCO)to join our team in Charlotte! The CCO is responsible for assisting with management of contract compliance for designated building maintenance services, as well as maintaining the relationship between City Wide and Independent Contractors. Ensure com...
BDO Capital Advisors, President & Chief Compliance Officer
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Lead Export Compliance Officer
Significant experience in direct ITAR export compliance. Customs Agents and US Government Export Licensing Officers. ...
Senior Compliance Officer - Broker/Dealer
May manage other Compliance teammates and serve as mentor to other Compliance Officers and Analysts. Lead or assist in leading compliance initiatives necessary in implementing changes. Analyze and provide guidance on complex compliance actual and emerging risk scenarios within business units and/or ...
Enterprise Compliance Officer - Tuning and Optimization
Enterprise Compliance Officer (AML Tuning & Analytics) The Enterprise Compliance Lead/Manager will manage the tuning and optimization of AML monitoring systems. Work closely with compliance, governance, and IT teams to ensure alignment with regulatory standards. Financial Crime Compliance domain, da...
Deputy Compliance Officer
The Deputy Compliance Officer role supports the Chief Compliance Officer (CCO) in managing the Compliance function and will be responsible for providing guidance and oversight across the broker dealer’s compliance management program, ensuring that teams are proactively understanding regulatory requi...
Compliance Officer
The Allspring Global Sales Practice Compliance team is seeking a Compliance Officer who will be responsible for assisting in the review of global marketing communications. Support compliance’s review and approval of advisor/broker dealer and international marketing materials and various other electr...
Enterprise Compliance Officer - Tuning and Optimization
Enterprise Compliance Officer (AML Tuning & Analytics) The Enterprise Compliance Lead/Manager will manage the tuning and optimization of AML monitoring systems. Work closely with compliance, governance, and IT teams to ensure alignment with regulatory standards. Financial Crime Compliance domain, da...
Compliance Director
As the Compliance Director, you will be responsible for managing workers’ compensation regulatory risk by ensuring business operations are performing in compliance with federal, state, and local laws. The Compliance Director will be responsible for the design, strategy, and management of an industry...
Compliance Specialist Rate Filing - REMOTE
Compliance Specialist – Rate Filing. Be sure to include your preferred contact information as one of our Qualification Specialists will connect with you promptly. ...
Senior Compliance Analyst
The Team Member will be an integral part of the Allspring Regulatory Compliance team supporting the Allspring Global Investments Compliance Program activities including managing the firm's books and records requirements, leading the information barrier compliance oversight process, coordinating inte...
Assistant General Counsel-Consumer Credit Cards
The Assistant General Counsel will work closely with OneMain Financial cross-functional business partners as part of a dynamic legal team, in support of the Consumer Credit Card line of business. Provide and manage day-to-day counseling to Consumer Credit Card line of business and other consumer fin...
Compliance Analyst
The Compliance Analyst will primarily support the centralized Compliance monitoring program for Allspring Global Investments by performing testing, monitoring and other Compliance program related activities. Allspring is looking for a Compliance Analyst that will be an integral part of the Allspring...
Assistant General Counsel - Leading Consumer Finance Company
A prominent company within the consumer finance space is seeking an experienced Assistant General Counsel to join their growing legal team. As an Assistant General Counsel, you will play a crucial role in ensuring the company's compliance with relevant laws and regulations, while also providing stra...
Intellectual Property and Trademarks Associate General Counsel
As Associate General Counsel, you will report directly into the General Counsel to assist with matters related to the companies Intellectual Property and Trademarks. Intellectual Property and Trademarks Associate General Counsel. Previous experience working with cross-functional teams and external l...
Chief Operating Officer
We are seeking an experienced and strategic Chief Operating Officer (COO) to join our executive team and lead our day-to-day operations. ...